Hello guest! Welcome to DM & Associates
We have the required resources, expertise and network to assist MNCs in developing their legal
entry strategies for India, obtain regulatory approvals required therefore and implement the same.
We can prepare, file and successfully follow up regulatory applications on allotment of Shares to
the foreign entity. We provide advisory services and facilitate Foreign Direct Investment under the
Automatic Route or by way of permission from Foreign Investment Promotion Board.
DM & ASSOCIATES COMPANY SECRETARIES LLP is a one stop Corporate Law Advisor. From
company formation to its day to day operations to its restructuring to its winding-up, the firm can
render all related legal services in compliance with company law read together with applicable
commercial laws. We offer all kinds of legal services in relation to obtaining Government
approvals under various provisions of the Companies Act and to render services for Change of
Name of the Company, Alteration in Object Clause or Registered Office Clause or Capital Clause,
Alteration of Articles of Association, Conversion of status of the Company, Corporate
Restructuring etc. Apart from this, we offer retainer services to include all types of services in
secretarial matters viz. drafting of resolutions, Notice of Board Meeting, Minutes of Board Meeting
and General Meeting, Updation of Statutory Register, Certification and filing of all e-forms,
Certification and filing of Balance Sheet and Annual Return, Updation of amendments etc.
We believe that a thorough Secretarial Audit forms the back bone of an effective Compliance
mechanism and undertake the same for all our companies so that there are no impediments to
the smooth functioning of the Company in the form of penalties and proceedings.
We carry out secretarial audit of various companies across industry sectors. Under most of the
laws, the persons who are responsible for compliance and are liable for punishment for noncompliances
are directors, the Company Secretary and officers who have been designated to
ensure compliances of specific laws and regulations applicable to a company. We as secretarial
auditor makes our every effort to raise the flags as when there is a potential non compliance
detected by our team. We make sure that our team safeguards the interest of the Management
and also of the designated officers by providing viable solutions and thereby providing remedial
measures to the company.
We also carry out half yearly Internal Audit on stock brokers as mandated by SEBI. Our team of
experts thoroughly checks the ledger and related paper work based on the sampling criteria
issued by SEBI.
We offer a wide variety of services in SEBI related laws. We have listed some companies which
have availed our professional services in this field on retainer basis. We have done assignments
relating to Secretarial Audit under SEBI Regulations, issuing Certificate under clause 47(c) of
the Listing Agreement, issuing Certificate for Dematerialization of Securities to be submitted to
NSDL/ CDSL, Compliance with Listing Regulations, Voluntary Delisting of Securities from
Stock Exchanges, Change in Control of Management SAST Regulations, inter se transfer between
promoters under SAST Regulations.
The Stock Exchanges and SEBI have become more vigilant and stringent in the current Dynamic
environment encompassing the Corporate World. The need for having a competent professional
team is imperative to ensure the smooth functioning of the Company
We provides legal and practical advice on and undertake preparation, filing and follow up of
applications and representations with various regulatory agencies including the Foreign
Investment Promotion Board, Reserve Bank of India, Department of Telecommunications,
Ministry of Information & Broadcasting, Ministry of Commerce and Industry, Ministry of Finance
and Ministry of Law, etc.